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Brexit update: ESMA warns against certain “reverse solicitation” practices
By Christopher Walker
On 13 January, ESMA published a reminder to firms in respect of “questionable practices” around “reverse...
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Alex Gillespie
Solicitor at Burges Salmon
Bristol , United Kingdom
- +44 (0) 117 307 6846
- alex.gillespie@burges-salmon.com
- https://www.burges-salmon.com/our-people/Alex-Gillespie
About Me
Alex is a solicitor in the firm's financial services sector group. He specialises in retail investment funds and financial services regulation, with particular expertise in relation to the structuring, establishment, operation and winding up of UK regulated investment funds such as OEICs, AUTs and ACSs. Alex acts for fund operators including host ACDs, investment managers and other product providers as well as, on the buy side, for institutional investors such as pension funds.
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UK-EU financial services negotiations target March 2021 deadline
By Christopher Walker
On 24 December 2020, the UK and EU agreed Trade and Cooperation Agreement (“TCA”), finalising a...
FCA updates its webpage on amending recognised EEA UCITS in the TMPR
Following the end of the transition period, the FCA has updated its webpage on amending a recognised fund.
The webpage now includes...
Launch by ESMA of common supervisory action with NCAs on supervision of costs and fees of UCITS
By Ciara Davies
On 6 January 2021, ESMA published a press release announcing it is launching a common supervisory action (CSA) with...
FCA issues guidance on adding a new sub-fund to an umbrella scheme in the TMPR
The FCA has updated its website to explain its proposed process for adding a new sub-fund to an umbrella scheme that will be in the...
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