FCA speech on updating and improving the UK asset management regime
FCA Chair Ashley Alder spoke earlier this month at the Investment Association’s annual dinner about the regulator’s priorities for...
Alex is an associate in the firm's financial services sector group. He specialises in retail investment funds and financial services regulation, with particular expertise in relation to the structuring, establishment, operation and winding up of UK regulated investment funds such as OEICs, AUTs and ACSs. Alex acts for fund operators including host ACDs, investment managers and other product providers as well as, on the buy side, for institutional investors such as pension funds.
FCA Chair Ashley Alder spoke earlier this month at the Investment Association’s annual dinner about the regulator’s priorities for...
By Pritpal Virdee
On 10 August 2023, the FCA published its findings of its multi-firm review of the processes that authorised fund...
By Pritpal Virdee
On 6 July 2023, the FCA released a press release telling asset managers to review their liquidity management in funds...
By Pritpal Virdee
On 29 June 2023, the FCA published a policy statement (PS23/7) recategorising a unit in a Long-term Asset Fund (LTAF)...
By Pritpal Virdee
On 28 June 2023, the FCA published a press release highlighting ten key questions for firms to consider in light of the...
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