FCA publishes expectations on firms when accepting pension transfer business from overseas advisers
On 27th April, the FCA published a webpage highlighting the increased risks to consumers when overseas firms refer defined benefit scheme...
I joined Burges Salmon in 2016 as an lawyer in our Funds and Financial Regulation practice. Prior to this, I spent 11 years with AXA and was an experienced compliance professional when I retrained as a solicitor. My background is in life, pensions and wealth management, working mainly on product and proposition development including the creation of compliant distribution strategies (both advised and direct to consumer), advertising and product literature.
I have a detailed technical understanding of a wide range of regulatory areas, including:
On 27th April, the FCA published a webpage highlighting the increased risks to consumers when overseas firms refer defined benefit scheme...
Written by Victoria McCarron
The FCA have combined forces with the Advertising Standards Authority and influencer Sharon Gaffka (who...
Written by Victoria McCarron
The FCA has published its annual Business Plan, which sets out its business priorities for the coming year....
Policy Excess Insure Limited (trading as Nova Direct), gave the undertaking in relation to three terms in its insurance broker contract...
On 17th February, the FCA published a new webpage asking pension schemes and trustees to report concerning pension transfer...
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