FCA highlights areas of focus for firms implementing the Consumer Duty
Today, with 6 months to go before the Consumer Duty comes into force, the FCA has published a review of how firms are planning to...
I joined Burges Salmon in 2016 as an lawyer in our Funds and Financial Regulation practice. Prior to this, I spent 11 years with AXA and was an experienced compliance professional when I retrained as a solicitor. My background is in life, pensions and wealth management, working mainly on product and proposition development including the creation of compliant distribution strategies (both advised and direct to consumer), advertising and product literature.
I have a detailed technical understanding of a wide range of regulatory areas, including:
Today, with 6 months to go before the Consumer Duty comes into force, the FCA has published a review of how firms are planning to...
On 19th January, the FCA announced it is undertaking a thematic review assessing the advice consumers are receiving on meeting their...
On January 11th, the FCA published CP23/1 to consult on replacing the insurance aspects of its previous guidance for insurance and...
On 22nd December, the FCA published a website setting out is position on 10% depreciation notifications pending the revocation of this...
On 14th December the FCA sent a Dear CEO Letter to life insurers setting out its expectations in relation to the cost of living.
The FCA...
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