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FCA publishes expectations on firms when accepting pension transfer business from overseas advisers
On 27th April, the FCA published a webpage highlighting the increased risks to consumers when overseas firms refer defined benefit scheme...
About Me
I joined Burges Salmon in 2016 as an lawyer in our Funds and Financial Regulation practice. Prior to this, I spent 11 years with AXA and was an experienced compliance professional when I retrained as a solicitor. My background is in life, pensions and wealth management, working mainly on product and proposition development including the creation of compliant distribution strategies (both advised and direct to consumer), advertising and product literature.
I have a detailed technical understanding of a wide range of regulatory areas, including:
- the regulatory perimeter
- conduct of business
- MiFID and insurance distribution
- cross border activities
- financial promotions
- CASS
- reporting and fees, and
- prudential requirements.
Anna Davis's Passles
Love Island influencer couples up with the FCA; ‘finfluencers’ warned about the risks involved in promoting financial products
Written by Victoria McCarron
The FCA have combined forces with the Advertising Standards Authority and influencer Sharon Gaffka (who...
FCA publishes its 2023/24 Business Plan
Written by Victoria McCarron
The FCA has published its annual Business Plan, which sets out its business priorities for the coming year....
Undertaking given to FCA under Consumer Rights Act 2015 concerning unfair terms in insurance broker contract
Policy Excess Insure Limited (trading as Nova Direct), gave the undertaking in relation to three terms in its insurance broker contract...
FCA publishes webpage encouraging pension schemes and trustees to report concerning pension transfer requests
On 17th February, the FCA published a new webpage asking pension schemes and trustees to report concerning pension transfer...
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