Autumn financial services Brexit update
This post was written by Ciara Davies
EU Commission Executive Vice President comments on financial crime action plan
On 30 September 2020,...
I joined Burges Salmon in 2016 as an lawyer in our Funds and Financial Regulation practice. Prior to this, I spent 11 years with AXA and was an experienced compliance professional when I retrained as a solicitor. My background is in life, pensions and wealth management, working mainly on product and proposition development including the creation of compliant distribution strategies (both advised and direct to consumer), advertising and product literature.
I have a detailed technical understanding of a wide range of regulatory areas, including:
This post was written by Ciara Davies
EU Commission Executive Vice President comments on financial crime action plan
On 30 September 2020,...
This post was written by Ciara Davies
The FCA published a statement on 30th September announcing a further six-month extension to the...
This post was written by Ciara Davies
The FCA has issued two letters addressed to CEOs of firms, which hold client money and/or custody...
This post was written by Christopher Walker
Background
In mid-2019, the FCA begun its policy discussion around “Intergenerational...
This post was written by Ciara Davies
The Financial Services Ombudsman (FOS) has found an advice network liable for the whole loss...
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