LinkedIn
Burges Salmon on Twitter
FCA publishes findings from its investment platforms costs and charges review
On 4th May 2022, the FCA published the findings from its investment platforms costs and charges review, which follows on from its
About Me
I joined Burges Salmon in 2016 as an lawyer in our Funds and Financial Regulation practice. Prior to this, I spent 11 years with AXA and was an experienced compliance professional when I retrained as a solicitor. My background is in life, pensions and wealth management, working mainly on product and proposition development including the creation of compliant distribution strategies (both advised and direct to consumer), advertising and product literature.
I have a detailed technical understanding of a wide range of regulatory areas, including:
- the regulatory perimeter
- conduct of business
- MiFID and insurance distribution
- cross border activities
- financial promotions
- CASS
- reporting and fees, and
- prudential requirements.
Anna Davis's Passles
Most Read
HM Treasury publishes FSCS funeral plan consultation response
On 21st April, HM Treasury published its response to its July 2021 consultation on the role of the Financial Services Compensation...
FCA publishes findings following thematic review on wind-down planning
Written by Carly Phillips-Jones
On 11 April 2022, the FCA published a report following a thematic review on wind-down planning across a...
The FCA publishes its 2022/23 Business Plan and Strategy
On 7th April, the FCA published its three-year Strategy, setting out how it will achieve better outcomes for consumers and in markets...
FCA changes to the UK PRIIPs disclosure regime
Written by Carly Phillips-Jones
On 25 March 2022, the FCA published a policy statement (PS22/2) setting out amendments to the UK Packaged...
As a free user, you can follow Passle and like posts.
To repost this post to your own Passle blog, you will need to upgrade your account.
For plans and pricing, please contact our sales team at sales@passle.net