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FCA publishes webpage on pension value for money
On 22nd November, the FCA published a webpage confirming that it will consult on detailed rules for a new value for money framework for...
About Me
I joined Burges Salmon in 2016 as an lawyer in our Funds and Financial Regulation practice. Prior to this, I spent 11 years with AXA and was an experienced compliance professional when I retrained as a solicitor. My background is in life, pensions and wealth management, working mainly on product and proposition development including the creation of compliant distribution strategies (both advised and direct to consumer), advertising and product literature.
I have a detailed technical understanding of a wide range of regulatory areas, including:
- the regulatory perimeter
- conduct of business
- MiFID and insurance distribution
- cross border activities
- financial promotions
- CASS
- reporting and fees, and
- prudential requirements.
Anna Davis's Passles
FCA publishes Dear CEO letter setting out its expectations for wealth management firms
On the 8th November, the FCA published a Dear CEO letter sent to wealth management and stockbroking firms. The letter is intended...
FCA publishes platform portfolio letter
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On 28th September, the FCA...
Enhancing Consumer Protections: FCA publishes finalised insurance guidance on supporting customers in financial difficulty
Written by Pritpal Virdee
On 3 July 2023, the FCA published a policy statement (PS23/9) containing its finalised guidance for the...
FCA publishes expectations on firms when accepting pension transfer business from overseas advisers
On 27th April, the FCA published a webpage highlighting the increased risks to consumers when overseas firms refer defined benefit scheme...
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