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FCA highlights areas of focus for firms implementing the Consumer Duty
Today, with 6 months to go before the Consumer Duty comes into force, the FCA has published a review of how firms are planning to...
About Me
I joined Burges Salmon in 2016 as an lawyer in our Funds and Financial Regulation practice. Prior to this, I spent 11 years with AXA and was an experienced compliance professional when I retrained as a solicitor. My background is in life, pensions and wealth management, working mainly on product and proposition development including the creation of compliant distribution strategies (both advised and direct to consumer), advertising and product literature.
I have a detailed technical understanding of a wide range of regulatory areas, including:
- the regulatory perimeter
- conduct of business
- MiFID and insurance distribution
- cross border activities
- financial promotions
- CASS
- reporting and fees, and
- prudential requirements.
Anna Davis's Passles
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FCA announces a thematic review of retirement income advice
On 19th January, the FCA announced it is undertaking a thematic review assessing the advice consumers are receiving on meeting their...
FCA consults on new insurance guidance for the support of customers in financial difficulty
On January 11th, the FCA published CP23/1 to consult on replacing the insurance aspects of its previous guidance for insurance and...
FCA publishes webpage on 10% depreciation notifications
On 22nd December, the FCA published a website setting out is position on 10% depreciation notifications pending the revocation of this...
FCA publishes its expectations of life insurers in relation to the cost of living
On 14th December the FCA sent a Dear CEO Letter to life insurers setting out its expectations in relation to the cost of living.
The FCA...
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