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"Don't panic but do act!": FCA speech as Consumer Duty implementation deadline approaches
The FCA has published a speech delivered by Sheldon Mills (Executive Director, Consumers and Competition) reminding firms that they have...
John Roberts's Passles
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New financial resilience regulatory return: policy statement and further consultation
FCA responds to wide-ranging Treasury Committee questions
A letter has been published from the FCA to the Chair of the Treasury Select Committee addressing follow-up questions in the aftermath of...
FCA Business Plan focus: oversight of Appointed Representatives
The FCA's Business Plan for 2023/24, covered in overview in our earlier post, reiterates the FCA's focus on reducing misconduct that can...
FCA Business Plan focus: reducing harm from firm failure
The FCA's Business Plan for 2023/24, covered in overview in our earlier post, reiterates the FCA's focus on reducing misconduct that can...
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