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The host AIFM model and the potential for harm
Fund sponsors considering the regulatory models available to them may choose to make use of a regulatory “hosting” structure offered by a...
About Me
John joined Burges Salmon LLP's Funds and Financial Regulation team in 2022 and specialises in financial services law and regulation including the regulatory perimeter, financial promotions, conduct of business, regulatory capital requirements, client money and client assets rules and the SMCR.
John has acted for a wide range of financial services clients including investment managers, advisers, custodians, institutional investors, platforms, insurance intermediaries and fintechs.
John Roberts's Passles
FCA Business Plan 24/25 - Consumer Duty focus
Our previous post covers the FCA's Business Plan for 2024/25 in overview and the work the FCA plans over the next 12 months to help...
Retirement income advice: Dear CEO letter following thematic review
The FCA has written to CEOs of financial advice firms following the publication of its retirement income advice thematic review.
The...
High net worth and sophisticated investor exemptions: changes reversed
As covered in our previous update, new requirements relating to the promotion of certain investment types by unauthorised persons to high...
FCA speech on the future of pensions
The FCA's Chief Executive, Nikhil Rathi, has delivered a speech on the future of pensions, addressing the question of ‘pensions adequacy’...
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