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The new UK retail disclosure framework: Policy Note and Draft Regulations
HM Treasury has published a Policy Note on the UK’s new retail disclosure framework for Consumer Composite Investments (CCIs) alongside a...
About Me
John joined Burges Salmon LLP's Funds and Financial Regulation team in 2022 and specialises in financial services law and regulation including the regulatory perimeter, financial promotions, conduct of business, regulatory capital requirements, client money and client assets rules and the SMCR.
John has acted for a wide range of financial services clients including investment managers, advisers, custodians, institutional investors, platforms, insurance intermediaries and fintechs.
John Roberts's Passles
"Not once and done": FCA speech on Consumer Duty next steps
Nisha Arora, the FCA's Director of Cross Cutting Policy and Strategy, has given a speech on next steps in relation to the Consumer Duty...
Platform due diligence: FCA publishes Supervisory Notice imposing requirements on London Court Limited
The FCA has published a First Supervisory Notice imposing restrictions on the activities of London Court Limited for failings relating to...
FCA publishes portfolio letters to firms in retail, wholesale and life insurance markets
On 20 September 2023 the FCA published portfolio letters setting out its priorities for the insurance market for 2023-25. There were...
FCA publishes new webpage on supporting customers with pension transfers
The FCA has published a new webpage with information on how to support consumers with characteristics of vulnerability when providing...
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