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Workplace culture and the impact of non-financial services misconduct
The UK Parliament's Treasury Committee has recently conducted an investigation into the subject of women in financial services with the...
Kerry Berchem's Passles
Social media guidance for the promotion of financial services and products
Social media enables marketing to reach a massive audience at the touch of a button and in lightning speed. This is great for business -...
Consumer Duty countdown: The Role of the Financial Ombudsman Service
With just a few days to go until the Consumer Duty comes into effect, we have considered the role that the Financial Ombudsman Service (‘
Guidance for firms with appointed representatives – “regulatory hosting”
By Pritpal Virdee
On 11 July 2023, the FCA published a new webpage providing information for principal firms operating as “regulatory hosts”.
Building a Smarter Financial Services Regulatory Framework for the UK: HM Treasury Publishes Plan for Delivery
By Pritpal Virdee
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On 11 July...
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