FCA publishes Consultation Paper on future IDD regime
By Harvey Spencer
The FCA has published its consultation paper on the Future Regulatory Framework in relation to the Insurance...
Carly is a solicitor in our Funds and Financial Regulation team and a member of the firm’s financial services sector group. She joined the team on qualification, having trained with the firm and prior to this worked in-house for four years at an FCA regulated financial services company.
She has worked on a wide range of financial services regulatory matters including in relation to the regulatory perimeter, financial promotions, insurance distribution, CASS and conduct of business.
Experience
Advising on the application of the regulatory perimeter and financial promotions rules for a wide range of financial services.
Advising on applications and notifications to the FCA including authorisations, changes to fund portfolios and change of control.
Drafting and advising on a range of client facing documentation for financial services clients including investment and digital platform clients, ensuring FCA and consumer duty compliance.
In-house experience at an FCA authorised loyalty solutions business, advising on product terms and conditions, payment services regulations, and compliance with consumer rights issues.
By Harvey Spencer
The FCA has published its consultation paper on the Future Regulatory Framework in relation to the Insurance...
With just a few days to go until the Consumer Duty comes into effect, we have considered the role that the Financial Ombudsman Service (‘
On 26 June 2023, Emily Shepperd, FCA Chief Operating Officer and Executive Director of Authorisations, delivered a speech on how culture...
The FCA has recently published the findings of its review of firms' fair value assessment frameworks under the Consumer Duty.
Under the...
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