Guidance for firms with appointed representatives – “regulatory hosting”
By Pritpal Virdee
On 11 July 2023, the FCA published a new webpage providing information for principal firms operating as “regulatory hosts”.
By Pritpal Virdee
On 11 July 2023, the FCA published a new webpage providing information for principal firms operating as “regulatory hosts”.
Continuing our series of posts on the commitments made by the FCA in its Business Plan for 2024/5 (the Business Plan) we turn our focus...
On 3rd December 2021 the FCA launched a consultation (CP21/34) on improving the appointed representatives (AR) regime.
The FCA is seeing a...
The FCA's Business Plan for 2023/24, covered in overview in our earlier post, reiterates the FCA's focus on reducing misconduct that can...
Written by Zhuan Faraj
On 24 September 2021, the House of Commons Treasury Committee published responses from HM Treasury and the FCA to...
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